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Alabama
Process Serving Laws
(Rules of Civil Procedure in the
United States)
Quick Answers:
Who can be a process server in
Alabama?
Any adult over the age of eighteen
(18) years old, that is not a party
to the case, or a member of a
corporation or organization that is
a party, may serve (deliver) the
papers. However, process servers
must be licensed. See below for more
details.
Does Alabama require process
servers to be licensed?
No.
Are there any day or time restrictions to
service of process in Alabama?
No.
Alabama Rules of Civil Procedure
are from
CivilProcedure.info
Federal Rules of Civil Procedure
site
Because the laws of process service
may change from time to time, please
check the
Alabama Courts website for
updated rules of civil procedure in
Alabama.
Rules of Civil
Procedure in Alabama:
Rule
4. Process: General and
Miscellaneous Provisions
Summons or Other Process.
Issuance.
Upon the filing of the complaint
or other document required to be
served in the manner of an original
complaint the clerk shall forthwith
issue the required summons or other
process
for service upon each defendant.
Upon request of the plaintiff
separate or additional summons shall
issue at any time against any
defendant.
Form.
The summons, or other process or
each of them in cases involving
multiple defendants, shall be signed
by the clerk, contain the name of
the court and the name of the first
party on each side with an
appropriate indication of other
parties in cases involving multiple
parties, be directed to the
defendant or each defendant in cases
involving multiple defendants, state
the name and address of the
plaintiff's attorney, if any,
otherwise the plaintiff's address,
and the time within which these
rules require the defendant to
appear and defend, and shall notify
the defendant that, in case of the
defendant's failure to do so,
judgment by default will be rendered
against the defendant for the relief
demanded in the complaint.
Copy of
Complaint or Other Document.
A copy of the complaint or other
document to be served shall be
attached to each
summons
or other process. The plaintiff
shall furnish the clerk with
sufficient copies of the complaint
or other document to be served.
Plaintiff and
Defendant Defined.
For the purpose of issuance and
service of summons or other process,
"plaintiff" shall include any party
seeking the issuance of service of
summons, and "defendant" shall
include any party upon whom service
of summons or other process is
sought.
Instructions
and Form.
The plaintiff shall furnish the
clerk with instructions for service
of the complaint or other document
and, when requested by the clerk,
the plaintiff shall also furnish
sufficient
properly
completed copies of the summons or
other process. When the plaintiff
has requested service by certified
mail, the plaintiff, at the request
of the clerk, shall also furnish
properly completed postal forms
necessary for such service.
Limits of
Effective Service.
All process may be served
anywhere in this state and, when
authorized by law or by these rules,
may be served outside this state.
Upon
Whom Process may be Served.
Service of process, except
service by publication as provided
in Rule 4.3, shall be made as
follows:
Individual.
Upon an individual, other than a
minor or an incompetent person, by
serving the individual or by leaving
a copy of the summons and the
complaint at the individual's
dwelling
house
or usual place of abode with some
person of suitable age and
discretion then residing therein or
by delivering a copy of the summons
and the complaint to an agent
authorized by appointment or by law
to receive service of process;
Minor.
Upon a minor by serving any one
of the following: the father, the
mother, the guardian, the individual
having care of the minor or with
whom the minor lives, or the spouse,
if the minor is married, and, if the
minor is over the age of twelve
years, by also serving the minor
personally;
Incompetent
Not Confined.
Upon an incompetent person by
serving the incompetent and that
person's guardian but, if no
guardian has been appointed, by
serving the incompetent and a person
with whom the incompetent lives or a
person who cares for the
incompetent;
Incompetent
Confined.
Upon an incompetent person not
having a guardian and confined in
any institution
for the mentally ill or mentally
deficient, by serving the
superintendent of the institution or
similar official or person having
the responsibility for custody of
the incompetent person;
Incarcerated
Person.
Upon an individual incarcerated
in any penal institution or
detention facility within this
state, by serving the individual,
except that when the individual to
be served is a minor, by serving any
one of the following: the father,
the mother, the guardian, the
individual having care of the minor,
or the spouse, if the minor is
married, and, if the minor is over
the age of twelve (12) years by
serving the minor personally;
Corporation.
Upon a corporation, either
domestic or foreign, by serving the
agent authorized by appointment or
by law to receive service of process
or by serving the corporation by
certified mail at any of its usual
places of business or by serving an
officer or an agent of the
corporation;
Partnership.
Upon a partnership, a limited
partnership, or a limited
partnership association,
by
serving the entity by certified mail
at any of its usual places of
business or by serving a partner,
limited partner, or manager or
member;
Unincorporated
Organization or Association.
Upon an unincorporated
organization or association by
serving it in its entity name by
certified mail at any of its usual
places of business or by serving an
officer or agent of any such
organization or association or an
officer or agent of any branch or
local office of the organization or
association;
Professional
Association, Professional
Corporation, or Limited Liability
Company.
Upon a professional association,
a professional corporation, or a
limited liability company, by
serving the association,
corporation, or company in the
entity's name by certified mail at
the place where the entity's offices
are maintained or by serving a
shareholder, or by serving the agent
authorized by appointment or by law
to receive service of process;
State.
Upon this state or any one of its
departments, offices, and
institutions, by serving
the
officer responsible for the
administration of the department,
office, or institution, and by
serving the attorney general of this
state;
County.
Upon a county or upon any of its
offices, agencies, districts,
departments, institutions, or
administrative units, by serving the
chairman or presiding officer or
member of the governing body of such
county.
Municipal
Corporation.
Upon a municipal corporation or
upon any of its offices,
departments, agencies, authorities,
institutions, or administrative
units, by serving the mayor or the
presiding officer or councilman,
commissioner, or other member of the
municipal corporation.
Other
Governmental Entity.
Upon any governmental entity not
mentioned above, by serving the
person, officer, group, or body
responsible for the administration
of that entity or by serving the
appropriate
legal
officer, if any, representing the
entity. Service upon any person who
is a member of the "group" or "body"
having responsibility for the
administration of the entity shall
be sufficient.
Amendment.
The court, within its discretion
and upon such terms as are just, may
at any time allow or approve the
amendment of any process or proof of
service thereof, unless the
amendment would cause material
prejudice to the substantial rights
of the party against whom the
process was issued.
Service
Refused.
If service of process is refused,
and the certified mail receipt or
the return of the person serving
process states that service of
process has been refused, the clerk
shall send by ordinary mail a copy
of the summons or other process and
complaint or other document
to be served to the defendant at the
address set forth in the complaint
or other document to be served.
Service shall be deemed complete
when the fact of mailing is entered
of record.
Multiple
Defendants; Incomplete Service;
Dismissal of Fictitious Defendants.
When there are multiple
defendants and the summons (or other
document to be served) and the
complaint have been served on one or
more, but not all, of the
defendants, the plaintiff may
proceed to judgment as to the
defendant or defendants on whom
process has been served and, if the
judgment as to the defendant or
defendants who have been served is
final in all other respects, it
shall be a final judgment. After the
entry of judgment, if the plaintiff
is able to obtain service on a
defendant or defendants not
previously served (except, however,
defendants designated as fictitious
parties as allowed by Rule 9(h), who
shall be deemed to have been
dismissed voluntarily when the case
was announced ready for trial
against other defendants sued by
their true names), the court shall
hear and determine the matter as to
such defendant or defendants in the
same manner as if such defendant or
defendants had originally been
brought into court, but such
defendant or defendants shall be
allowed the benefit of any payment
or satisfaction which may have been
made on the judgment previously
entered in the action.
Effect of
Availability of Alternative or Dual
Modes of Service of Process.
There shall be no objection to
the service of process or notice to
litigants, that two or more modes of
service of notice are provided by
law or under these rules; but
service of
notice perfected in any one manner
or mode which is provided for by law
or under these rules shall be deemed
sufficient, notwithstanding other
modes or manner of service and
notice are provided by law or under
these rules.
Acceptance or
Waiver of Service.
A defendant or the defendant's
attorney may accept or waive service
of process, provided that said
acceptance or waiver is in writing
and signed by the defendant and a
credible witness.
(dc)
District Court Rule. Rule 4 applies
in the district courts.
(Amended 6/17/75; Amended 10/14/76,
effective 1/16/77; Amended 1/4/82,
eff. 3/1/82; Amended 1/21/86, eff.
9/1/87; Amended eff. 6/20/89;
Amended eff. 8/1/92; Amended eff.
10/1/95. Committee Comments See
Committee Comments following Rule
4.4.
Rule 4.1
Process: Methods of In-State Service
Methods of
Service.
All service of process within
this state shall be made as provided
in this rule except when service by
publication is available pursuant to
Rule 4.3. Service within this state
under this rule shall include
delivery by a process server and
service by certified mail; and each
of the foregoing methods of service
shall be deemed to confer in
personam jurisdiction.
Unless otherwise requested or
permitted by these rules, service of
process within this state shall be
made by delivery by a process
server.
Delivery by a
Process Server
By Sheriff or
Constable.
When process issued from any
court subject to the provisions of
these rules is to be delivered
personally, the clerk of the court
shall deliver or mail the process
and sufficient copies of the process
and complaint, or other documents to
be served, to the sheriff or
constable of the county in which the
party to be served resides or may be
found.
By Designated
Person.
As an alternative to delivery by
the sheriff, process issuing from
any court governed by these rules
may be delivered by the clerk to any
person not less than eighteen (18)
years
of
age, who is not a party and who has
been designated by order of the
court to make service of process.
How Served and
Returned.
The person serving process shall
locate the person to be served and
shall deliver a copy of the process
and accompanying documents to the
person to be served. When the copy
of the process has been delivered,
the person serving process shall
endorse that fact on the process and
return it to the clerk, who shall
make the appropriate entry on the
docket sheet relating to the action.
The return of the person serving
process in the manner described
herein shall be prima facie evidence
that process has been served.
Failure of
Service.
When the person serving process
is unable to serve a copy of the
process within thirty (30) days, the
person serving process shall endorse
that fact and the reason therefor on
the process and return the process
and copies to the clerk who shall
make the appropriate entry on the
docket sheet of the action. In the
event of failure of service, the
clerk shall forthwith notify, by
mail, the attorney of record or if
there is no attorney of record, the
party at whose instance process was
issued. The clerk shall enter the
fact of notification on the docket
sheet of the action. Failure to make
service within the thirty(30)-day
period and failure to make proof of
service do not affect the validity
of service.
Service by
Certified Mail.
When Proper.
When the plaintiff files a
written request with the clerk for
service by certified mail,
service
of process shall be made by that
method.
How Served.
In the event of service by
certified mail, the clerk shall
place a copy of the process and
complaint or other document to be
served in an envelope and shall
address the envelope to the person
to be served with instructions to
forward. The clerk shall affix
adequate postage, and place the
sealed envelope in the United States
mail as certified mail with
instructions to forward, return
receipt requested, with instructions
to the delivering postal employee to
show to whom delivered, date of
delivery, and address where
delivered. When the person to be
served is an individual, the clerk
shall also request restricted
delivery, unless otherwise ordered
by the court. The clerk shall
forthwith enter the fact of mailing
on the docket sheet of the action
and make a similar entry when the
return receipt is received.
When Effective.
Service by certified mail shall
be deemed complete and the time for
answering shall run from the date of
delivery to the named addressee or
the addressee's agent as evidenced
by signature on the return receipt.
Failure of
Delivery.
If the receipt shows failure of
delivery to the addressee or the
addressee's agent, the clerk shall
follow the notification procedure
set forth in subsection (b)(4) of
this rule. Failure to make service
within the thirty-day period and
failure to make proof of service do
not
affect the validity of service.
(dc) District Court Rule. Rule
4.1 applies in the district courts.
(Adopted 10/14/76, effective
1/16/77; Amended 8/1/92; Amended
eff. 10/1/95.) Committee Comments
See Committee Comments following
Rule 4.4.
Rule 4.2
Process: Basis For and Methods of
Out-Of-State Service
Basis for
Out-of-State Service.
When Proper.
Appropriate basis exists for
service of process outside of this
state upon a person in any action in
this state when (A) the person is,
at the time of the service of
process, either a nonresident of
this state or a resident of this
state who is absent from the state,
and (B) the person has sufficient
contacts with this state, as set
forth in subdivision (a)(2) of this
rule, so that the prosecution of the
action against the person in this
state is not inconsistent with the
constitution of this state or the
Constitution of the United States,
or, the person is sued in the
capacity of executor, administrator,
or other personal representative of
an estate for the acts or omissions
of a decedent or ward, and the
person so sued does not otherwise
have
sufficient contacts with this state
in that capacity, but the decedent
or ward would have been deemed to
have sufficient contacts with this
state if the action could have been
maintained against the decedent or
ward.
Sufficient
Contacts.
A person has sufficient contacts
with the state when that person,
acting directly or by agent, is or
may be legally responsible as a
consequence of that person's:
- transacting any business in
this state;
- contracting to supply
services or goods in this state;
- causing tortious injury or
damage by an act or omission in
this state including but not
limited to actions arising out
of the ownership, operation or
use of a motor vehicle,
aircraft, boat or watercraft in
this state;
- causing tortious injury or
damage in this state by an act
or omission outside this state
if the person regularly does or
solicits business, or engages in
any other persistent course of
conduct or derives substantial
revenue from goods used or
consumed
or
services rendered in this state;
- causing injury or damage in
this state to any person by
breach of warranty expressly or
impliedly made in the sale of
goods outside this state when
the person might reasonably have
expected such other person to
use, consume, or be affected by
the goods in this state,
provided that the person also
regularly does or solicits
business, or engages in any
other persistent course of
conduct, or derives substantial
revenue from goods used or
consumed or services rendered in
this state;
- having an interest in,
using, or possessing real
property in this state;
- contracting to insure any
person, property, or risk
located within this state at the
time of contracting;
- living in the marital
relationship within this state
notwithstanding subsequent
departure from this state, as to
all obligations arising from
alimony, custody, child support,
or property settlement, if the
other party to the marital
relationship continues to reside
in this state; or
- otherwise having some
minimum contacts with this state
and, under the circumstances, it
is fair and reasonable to
require the person to come to
this state to defend an action.
The minimum contacts referred to
in this subdivision (I) shall be
deemed sufficient,
notwithstanding a failure to
satisfy the requirement of
subdivisions
(A)-(H) of this subsection (2),
so long as the prosecution of
the action against a person in
this state is not inconsistent
with the constitution of this
state or the Constitution of the
United States.
"Person" Defined.
This term "person" as used herein
includes an individual, that
person's executor, administrator, or
other personal representative, or a
corporation, partnership,
association, or any other legal or
commercial entity.
Methods of
Out-of-State Service.
All service of process outside of
this state shall be made as set
forth below except when service by
publication is available pursuant to
Rule 4.3. Service outside of this
state under this rule shall include
service by certified mail and
delivery by a process server; and
each method shall be deemed to
confer in personam jurisdiction.
Unless otherwise
requested
or permitted by these rules, service
of process outside this state shall
be made by certified mail.
Certified Mail.
- How Served. The clerk shall
place a copy of the process and
complaint or other document to
be served in an envelope and
shall address the envelope to
the person to be served at that
person's last known address with
instructions to forward. The
clerk shall affix adequate
postage and place the sealed
envelope in the United States
mail as certified mail return
receipt requested with
instructions to the delivering
postal employee to show to whom
delivered, date of delivery, and
address where delivered. When
the person to be served is an
individual, the clerk shall also
request restricted delivery,
unless otherwise ordered by the
court. The clerk shall forthwith
enter the fact of mailing on the
docket sheet of the action and
make a similar entry when the
return receipt is received.
- When Effective. Service by
certified mail shall be deemed
complete and the time for
answering shall run from the
date of delivery of process as
evidenced by the return receipt.
- Failure of Delivery. If the
return receipt shows failure of
delivery, the clerk shall
forthwith notify, by mail, the
attorney of record, or if there
is no attorney of record, the
party at whose instance process
was issued. In the event that
the return receipt shows failure
of delivery, service is complete
when the serving party or the
serving party's attorney, after
notification by the clerk, files
with the clerk an affidavit
setting
forth facts indicating the
reasonable diligence utilized to
ascertain the whereabouts of the
party to be served, and service
by publication is made under
Rule 4.3(c).
Delivery by a
Process Server.
- When Proper. When the
plaintiff files a written
request with the clerk for
service by delivery by a process
server, service of the process
and accompanying documents may
be delivered to a "person" as
set forth in subparagraph (a) of
this rule by a person designated
by order of the court to make
service of process.
- How Served and Returned.
Service herein may be made by
any person not less than
eighteen (18) years of age who
is not a party and who has been
designated by order of the
court. On request, the clerk
shall deliver the summons to the
plaintiff or the plaintiff's
attorney for transmission to the
person who will make the
service.
Proof
of service may be made as
prescribed by Rule 4.1(b)(3) or
by order of the court.
Rule 4.3
Process: Service By Publication
Scope of Rule.
This rule applies as follows:
- To a claim historically
equitable involving property
under the control of the court
(e.g., administration of an
estate, interpleader, partition)
or marital status which said
claim has heretofore been deemed
appropriate for service by
publication where the identity
or residence of a defendant is
unknown or, where a resident
defendant has been absent from
that defendant's residence for
more than thirty days since the
filing of the complaint and the
method of service by publication
in such instances is not
specifically provided by
statute; and,
- To a claim, whether legal or
equitable, against a defendant
who avoids service of process as
described in subparagraph (c) of
this rule. This rule does not
supersede specific procedure for
publication as set forth in
certain statutes governing
special proceedings (e.g.,
attachment, in rem action to
quiet title) and, in such
proceedings, the specific
statutory procedure for
publication and all other
requirements appearing therein
shall govern except to the
extent that subparagraph (b) of
this
rule
may be applicable. In no event
shall an in personam judgment be
entered on service by
publication except as provided
in subparagraph (c) of this
rule.
Residence Known;
When Publication Appropriate.
When the residence of a defendant
is known and the action is one in
which service by publication is
permitted, service of process must
first be attempted by one of the
methods of service other than
publication as is provided by Rule
4.1, if the defendant is a resident
of this state, or Rule 4.2, if the
defendant is not a resident of this
state or is a resident of this state
who is absent from the state, or
Rule 4.4, if service on the
defendant is to be effected in a
foreign country.
Avoidance of
Service.
When a resident defendant avoids
service and that defendant's present
location or residence is unknown and
the process server has endorsed the
fact of failure of service and the
reason therefore on the process and
returned same to the clerk or where
the return receipt shows a failure
of service, the court may, on
motion, order service to be made by
publication. When a defendant is a
domestic corporation or a foreign
corporation having one of its
principal places of business in this
state and the process server has
endorsed the fact that the process
cannot be served because of the
failure of the defendant to elect
officers or appoint agents, or
because of the absence of officers
or agents from the state for a
period of thirty (30)
days
from the filing of the complaint or
because the officers or agents are
unknown, then such defendant shall
be deemed to have avoided service
and the court may, on motion, order
service on such defendant to be made
by publication.
Procedure for
Publication in Actions Governed by
This Rule.
Affidavit
Necessary.
Before service by publication can
be made in an action where the
identity or residence of a defendant
is unknown, or when a defendant has
been absent from that defendant's
residence for more than thirty days
since the filing of the complaint or
where the defendant avoids service,
an affidavit of a party or the
party's counsel must be filed with
the court averring that service of
summons or other process cannot be
made because either the residence is
unknown to the affiant and cannot
with reasonable diligence be
ascertained, or, the identity of the
defendant is unknown, or, the
resident defendant has been absent
for more than thirty (30) days since
the filing of the complaint, or, the
defendant avoids service, averring
facts showing such avoidance.
How Published.
Upon the filing of the affidavit
the clerk shall direct that service
of notice be made
by
publication in a newspaper of
general circulation in the county in
which the complaint is filed. If no
newspaper of general circulation is
published in the county, then
publication shall be in a newspaper
of general circulation published in
an adjoining county.
Contents of
Publication.
The publication shall
- contain a summary statement
of the object of the complaint
and demand for relief;
- notify the person to be
served that that person is
required to answer within thirty
(30) days after the last
publication on or before a date
certain specified in the notice
which said date shall be thirty
(30) days after the last
publication; and
- be published at least once a
week for four successive weeks.
In a divorce action, publication
of a notice in substantial
compliance with the following
form shall be deemed sufficient:
NOTICE OF DIVORCE ACTION
John Doe, whose whereabouts is
unknown, must answer Mary Doe's
petition for divorce and other
relief by July 1, 1975, or,
thereafter, a judgment by default
may be rendered against him in Case
No. , Circuit Court of County.
Done the 30th day of April, 1975B
RICHARD ROE, Clerk of the Circuit
Court of
County.
JOE DOAKS
123 Main Street
Anywhere, Alabama
Attorney for Mary Doe
When Complete.
Service shall be complete at the
date of the last publication.
Proof of Service.
After the last publication, the
publisher or the publisher's agent
shall file with the court an
affidavit showing the fact of
publication together with a copy of
the notice of publication. The
affidavit and copy of the notice
shall constitute proof of service.
Alternative to
Publication in Certain Domestic
Proceedings.
When Proper.
When service of process by
publication in domestic proceedings
is otherwise proper under this rule
and the affidavit made necessary by
subparagraph (d)(1) of this rule has
been filed, service of process may
be made by first class mail in lieu
of publication when the party
requesting such service has also
filed an affidavit setting forth
- substantial hardship in the
payment of the cost of
publication and,
- all of the known addresses
of the defendant for the
preceding two years or,
if
the defendant's whereabouts have
been unknown for said period,
the last known address of the
defendant and, if known, the
address of defendant's
next-of-kin or some other person
who may know the defendant's
whereabouts.
How Served.
The clerk shall place copies of
the process and complaint or other
document to be served in envelopes
addressed to the defendant at all of
defendant's addresses as shown in
plaintiff's affidavit and, where
appropriate, in an envelope
addressed to the defendant in care
of the next-of-kin or other person
who may know the defendant's
whereabouts as shown in plaintiff's
affidavit. The process shall notify
the defendant that the time within
which the defendant is required to
appear shall begin to run on the
third day after the date shown on
the postmark on the envelope. The
clerk shall enter the fact of
mailing on the docket sheet of the
action.
When Effective.
Service by mail pursuant to this
subparagraph shall be deemed
complete on the third day after
mailing and the time for answering
shall run from said third day after
mailing.
(dc) District Court Rule. Rule
4.3 applies in the district courts.
(Adopted 10/14/76,
eff.
1/16/77) Committee Comments See
Committee Comments following Rule
4.4.
Rule 4.4
Process: Basis For and Methods of
Service in a Foreign Country
Basis for Service
in a Foreign Country.
In any action in this state
service of process may be made in a
foreign country, as provided herein,
upon a person as set forth in Rule
4.2(a) who at the time of service of
process is a nonresident of this
state or is a resident of this state
who is absent from this state and
who can be found in a foreign
country.
Methods of
Service in a Foreign Country.
All service of process in a
foreign country shall be made as set
forth below except when service by
publication is available pursuant to
Rule 4.3 or when a different
procedure is required pursuant to
the terms of a treaty between the
United States of America and the
foreign country. Service in a
foreign country under this rule
shall include service by
certified
mail or some equivalent thereof
requiring a signed receipt, tender
by a process server, letters
rogatory, service in the manner
prescribed by the law of the foreign
country, and service as directed by
order of the court, and, each of the
foregoing methods of service shall
be deemed to confer in personam
jurisdiction.
Certified Mail or
Its Equivalent.
Service of the summons and
complaint or other process or other
documents to be served may be made
by certified mail or its equivalent
which shall be any form of mail
requiring a signed receipt, and
shall be made in the manner
prescribed by Rule 4.2(b)(1).
Delivery by a
Process Server.
Service of the summons or other
process and complaint or other
document to be served may be made by
delivery by a process server in the
manner prescribed by Rule 4.2(b)(2),
provided that either the court in
which the action is pending or a
foreign court may designate the
person to make service of process.
When the defendant is an individual,
service shall be complete by
delivery to the individual
personally and when the defendant is
a corporation or partnership or
association, service shall be
complete by delivery to an officer
or a
managing
or general agent. Upon request the
clerk shall deliver the summons or
other process to the plaintiff for
transmission to the person or the
foreign court or officer who will
make the service.
Letters Rogatory.
Service of the summons and
complaint or other document to be
served may be made as directed by
the foreign authority in response to
letters rogatory when service is
calculated to give actual notice.
Pursuant to Law
of Foreign Country.
Service of the summons and
complaint may be made in the manner
prescribed by the law of the foreign
country for service in that country
in an action in any of its courts of
general jurisdiction when service is
calculated to give actual notice.
By Order of
Court.
Service of the summons or other
process and complaint or other
document to be served may be made as
directed by order of the court in
which the action is pending.
(dc) District Court Rule. Rule
4.4 applies in the district courts.(Adopted
10/14/76, eff. 1/16/77; amended
effective 10/1/95.)
Rule 45.
Subpoena.
Form; issuance.
- Every subpoena shall
- state the name of the
court from which it is
issued; and
- state the title of the
action, the name of the
court in which it is
pending, and its civil
action number; and
- command each person to
whom it is directed to
attend and give testimony or
to produce and permit
inspection and copying of
designated books, documents
or tangible things in the
possession, custody or
control of that person, or
to permit inspection of
premises, at a time and
place therein specified; and
- set forth the text of
subdivisions (c) and (d) of
this rule. A command to
produce evidence or to
permit inspection may be
joined with a command to
appear at trial or hearing
or at deposition, or may be
issued separately.
- A subpoena commanding
attendance at a trial or hearing
and a subpoena commanding
attendance at a deposition shall
issue from the court in which
the
action
is pending.
- The clerk shall issue a
subpoena to a party requesting
it except that a subpoena for
production or inspection,
separate from a subpoena
commanding the attendance of a
person, shall issue from the
court in which the action is
pending pursuant to the
additional requirements set
forth below:
- (A) Notice of Intent to
Serve subpoena for Production or
Inspection. The party seeking
issuance of a subpoena for
production or inspection shall
serve a notice to every other
party of the intent to serve
such subpoena upon the
expiration of fifteen (15) days
from the service of the notice
and the proposed subpoena shall
be attached to the notice. The
court may allow a shorter or
longer time. Such notice may be
served without leave of court
upon the expiration of
forty-five (45) days after
service of the summons and
complaint or other mode of
service under Rule 4-Rule 4.4
upon any defendant, except that
leave is not required within the
forty-five- (45-) day period if
a defendant has previously
sought discovery.
(B) Objection to Issuance of
subpoena for Production or
Inspection. Any person or party
may serve an objection to the
issuance of a subpoena for
production or inspection within
ten (10) days of the service of
said notice and in such event
the subpoena shall not issue.
The party serving the notice may
move for an order under Rule 37
(a) with respect to such
objection. If no objection is
timely served, the clerk shall
cause the subpoena to be issued
upon the expiration of fifteen
(15) days from the service of
the notice or upon the
expiration of such other time as
may have been allowed by the
court.
(C) Content of subpoena for
Production or Inspection. The
subpoena shall be directed to a
person at a stated address and,
if the name of the person is not
known, the subpoena shall give a
general description sufficient
to identify the person or the
class or group to which the
person belongs. The subpoena
shall set forth the items to be
inspected either by individual
item or by category, and
describe each item and category
with reasonable particularity.
The subpoena shall specify a
reasonable time no less than
fifteen (15) days after service
unless the court orders
otherwise, and the manner of
making the inspection and
performing the related acts.
Such activities with reference
to documents or tangible things
shall take place where the
documents or tangible things are
regularly kept or at some other
reasonable place designated by
the recipient. The subpoena may
give the recipient an option to
deliver or mail legible copies
of documents or things to the
party serving the subpoena, but
the recipient may condition the
preparation of copies on the
payment in advance of the
reasonable cost of making such
copies. Any other party shall
have the right to be present at
the time of compliance with the
subpoena. The subpoena shall
advise the recipient of the
right to object at any time
prior to the date set forth in
the subpoena for compliance
therewith.
(D) Availability of Copies of
Documents. If the party serving
the subpoena
obtains
copies of documents or things,
that party shall make available
a duplicate of such copies at
the request of any other party
upon the payment of the
reasonable cost of making such
copies.
Service.
- A subpoena may be served by
the sheriff, a deputy sheriff,
or by any other person who is
not a party and is not less than
eighteen (18) years of age.
Service of a subpoena upon a
person named therein shall be
made by delivering a copy
thereof to such person or by
leaving a copy at the person's
dwelling house or usual place of
abode with some person of
suitable age and discretion then
residing therein and, if the
person's attendance at a place
more than 100 miles from the
person's residence is commanded,
by tendering to that person the
fees for one day's attendance
and an amount to reimburse the
mileage allowed by law. Prior
notice of intent to secure the
issuance of a subpoena to
command production of documents
and things or inspection of
premises before trial under the
procedure set forth in
subparagraph (a)(3) of this rule
shall be served on each party in
the manner prescribed by Rule 5
(b).
- Subject to the provisions of
clause (ii) of subparagraph
(c)(3)(A) of this rule, a
subpoena may be served at any
place within the state.
- Proof of service when
necessary shall be made by
filing with the clerk of the
court
by which the subpoena is issued
a statement of the date and
manner of service and of the
names of the persons served,
certified by the person who made
the service.
Protection of
persons subject to subpoenas.
- A party or an attorney
responsible for the issuance and
service of a subpoena shall take
reasonable steps to avoid
imposing undue burden or expense
on a person subject to that
subpoena. The court from which
the subpoena was issued shall
enforce this duty and impose
upon the party or attorney in
breach of this duty an
appropriate sanction, which may
include, but is not limited to,
lost earnings and a reasonable
attorney fee.
- (A) A person commanded to
produce and permit inspection
and copying of designated books,
papers, documents or tangible
things, or inspection of
premises need not appear in
person at the place of
production or inspection unless
commanded to appear for
deposition, hearing or trial.
(B) Subject to paragraph (d) (2)
of this rule, a person commanded
to produce and permit inspection
and copying at any time before
the time specified for
compliance may serve upon the
party or attorney designated in
the subpoena written objection
to inspection or copying of any
or all of the designated
materials or of the premises.
"Serve" as used herein means
mailing to the party or
attorney. If objection is made,
the party serving the subpoena
shall not be entitled to inspect
and copy the
materials
or inspect the premises except
pursuant to an order of the
court by which the subpoena was
issued. If objection has been
made, the party serving the
subpoena may, upon notice to the
person commanded to produce,
move at any time for an order to
compel the production. Such an
order to compel production shall
protect any person who is not a
party or an officer of a party
from significant expense
resulting from the inspection
and copying commanded.
- On timely motion, the court
by which a subpoena was issued
shall quash or modify the
subpoena if it
- fails to allow
reasonable time for
compliance;
- requires a resident of
this state who is not a
party or an officer of a
party to travel to a place
more than one hundred (100)
miles from the place where
that person resides, is
employed or regularly
transacts business in
person, or requires a
nonresident of this state
who is not a party or an
officer of a party to travel
to a place within this state
more than one hundred (100)
miles from the place of
service or, where separate
from the place of service,
more than one hundred (100)
miles from the place where
that person is employed or
regularly transacts business
in person, except that,
subject to the provisions of
clause (c)(3)(B)(iii) of
this rule, such a person may
in order to attend trial be
commanded to travel from any
such place within the state
in which the trial is held,
or
- requires disclosure of
privileged or other
protected matter and no
exception or waiver applies,
or
- ( subjects a person to
undue burden.
- If a subpoena
- requires disclosure of a
trade secret or other
confidential research,
development, or commercial
information, or
- requires disclosure of
an unretained expert's
opinion or information not
describing specific events
or occurrences in dispute
and resulting from the
expert's study made not at
the request of any party, or
- requires a person who is
not a party or an officer of
a party to incur substantial
expense to travel more than
100 miles to attend trial,
the court may, to protect a
person subject to or
affected by the subpoena,
quash or modify the subpoena
or, if the party in whose
behalf the subpoena is
issued shows a substantial
need for the testimony or
material that cannot be
otherwise
met without undue hardship
and assures that the person
to whom the subpoena is
addressed will be reasonably
compensated, the court may
order appearance or
production only upon
specified conditions.
Duties in
responding to subpoena.
- A person responding to a
subpoena to produce documents
shall produce them as they are
kept in the usual course of
business or shall organize and
label them to correspond with
the categories in the demand.
- When information subject to
a subpoena is withheld on a
claim that it is privileged or
subject to protection as trial
preparation materials, the claim
shall be made expressly and
shall be supported by a
description of the nature of the
documents, communications, or
things not produced that is
sufficient to enable the
demanding party to contest the
claim.
Contempt.
Failure by any person without
adequate excuse to obey a subpoena
served upon that person may be
deemed a contempt of the court from
which the subpoena issued. An
adequate cause for failure to obey
exists when a subpoena purports to
require a nonparty to attend or
produce at a place not within the
limits provided by clause (ii) of
subparagraph
(c)(3)(A).
(dc) District court rule. Rule 45
applies in the district courts.
(Amended eff. 10-1-95.)
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